UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holdings.
On June 1, 2022 at the 2022 Annual Meeting of Stockholders (the “Annual Meeting”) of Bellerophon Therapeutics, Inc. (the “Company”), the stockholders approved the three proposals listed below. Of the 9,545,451 shares of common stock issued, outstanding and eligible to vote as of the record date of April 7, 2022, a quorum of 5,533,594 shares, or approximately 58.0% of the eligible shares, was present in person or represented by proxy. The final results for the votes regarding each proposal are set forth in the following tables.
(a) Election of Directors. The Company's stockholders elected the following nominees to serve on the Company's board of directors for a three-year term until the Company's 2025 annual meeting of stockholders and until each of their respective successors is duly elected and qualified, based on the following votes:
Name | Votes For | Votes Withheld | Broker Non-Votes |
Mary Ann Cloyd | 3,543,344 | 746,025 | 1,244,225 |
Crispin Teufel | 3,545,497 | 743,872 | 1,244,225 |
(b) Ratification of the Appointment of KPMG LLP as the Independent Registered Public Accountants of the Company for the Fiscal Year Ending December 31, 2022: The Company's stockholders approved the proposal based on the following votes:
Votes For | Votes Against | Abstentions | Broker Non-Votes |
5,399,607 | 108,616 | 25,371 | – |
(c) Approval by an Advisory Vote the Compensation of our Named Executive Officers: The Company's stockholders approved the proposal based on the following votes:
Votes For | Votes Against | Abstentions | Broker Non-Votes |
3,771,881 | 500,176 | 17,312 | 1,244,225 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BELLEROPHON THERAPEUTICS, INC. | |||
Date: June 7, 2022 | By: | /s/ Peter Fernandes | |
Name: Peter Fernandes |
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